Article Text

A multicentre, randomised controlled study of enteric-coated mycophenolate sodium for the treatment of relapsed or resistant proliferative lupus nephritis: an Asian experience
  1. Sirirat Anutrakulchai1,
  2. Thanachai Panaput2,
  3. Jeerapat Wongchinsri3,
  4. Somchai Chaishayanon3,
  5. Bancha Satirapoj4,
  6. Opas Traitanon5,
  7. Warabhorn Pima6,
  8. Chutima Rukrung7,
  9. Bandit Thinkhamrop8 and
  10. Yingyos Avihingsanon9,10
  11. for the CONTROL-Lupus study group
  1. 1Department of Medicine, Khon Kaen University, Khon Kaen, Thailand
  2. 2Department of Medicine, Khon Kaen Regional Hospital, Khon Kaen, Thailand
  3. 3Department of Medicine, Nopparat Rajathani Hospital, Bangkok, Thailand
  4. 4Department of Medicine, Phramongkutklao Hospital, Bangkok, Thailand
  5. 5Department of Medicine, Thammasart University, Pathumthani, Thailand
  6. 6Medical University Research Network of the Consortium of Thai Medical Schools (MedResNet), Thailand
  7. 7Chulalongkorn Clinical Research Center (ChulaCRC), Chulalongkorn University, Bangkok, Thailand
  8. 8Department of Biostatistics and Demography, Faculty of Public Health, Khon Kaen University, Khon Kaen, Thailand
  9. 9Department of Medicine, Faculty of Medicine, Chulalongkorn University, Bangkok,Thailand
  10. 10Center of Excellence in Immunology and Immune-mediated Diseases, Chulalongkorn University, Bangkok, Thailand
  1. Correspondence to Professor Yingyos Avihingsanon; Yingyos.a{at}


Objective The optimal treatment of relapse or resistant lupus nephritis (LN) is still unclear. Mycophenolate might be an alternative therapy to avoid toxicities of cyclophosphamide (CYC). This study was aimed to compare enteric-coated mycophenolate sodium (EC-MPS) versus intravenous CYC as an induction therapy.

Methods The study was a 12-month period of multicentre, open-labelled randomised controlled trial. Fifty-nine patients who had relapsed (36%) or who were resistant to previous CYC treatment (64%) and all who were biopsy-proven class III/IV, were randomised into CYC (n=32) and EC-MPS groups (n=27). The CYC group received intravenous CYC 0.5–1 g/m2 monthly and the EC-MPS group was treated with EC-MPS 1440 mg/day for first 6 months. After induction therapy, both groups received EC-MPS 720 mg/day until the end of study at 12 months.

Results The study was prematurely terminated due to high rate of serious adverse events in CYC arm. Death and serious infections were observed more in the CYC group (15.6% in CYC and 3.5% in EC-MPS; p=0.04). The early discontinuation rates, mainly from serious infections, were significantly higher in CYC group (percentage differences of 16.9; 95% CI 1.3 to 32.4). At the 12th month, both arms were comparable in terms of complete and partial remission rates (68% CYC and 71% EC-MPS) and times to remission (96 days CYC and 97 days EC-MPS). Composites of unfavourable outcomes (death, doubling of serum creatinine, non-remission and intolerance to treatment) were 46.9% and 37% in CYC and EC-MPS (risk difference=9.84; p=0.44).

Conclusions EC-MPS may have comparable efficacy, but was better tolerated than CYC. EC-MPS should be an alternative choice of treatment for difficult-to-treat LN, particularly in CYC-experienced LN patients. Due to an early termination of the study, further clinical implementation could be cautiously used.

Trial registration number ID#NCT01015456.

  • Cyclophosphamide
  • Lupus Nephritis
  • Treatment
  • Infections

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Key messages

  • For difficult-to-treat LN, there is minimal evidences for the optimal treatment.

  • Treatment with intravenous cyclophosphamide and steroids could increase risks of infection-related mortality in this setting.

  • Enteric-coated mycophenolate sodium could be an alternative treatment of choice for this condition in Asian patients.


Lupus nephritis (LN) is the leading cause of chronic glomerulonephritis and could rapidly develop into an end-stage renal disease.1–3 It is a common and severe form in patients with systemic lupus erythematosus among those of Asian ethnicity.4–7 The proliferative LN (the International Society of Nephrology and the Renal Pathology Society (ISN/RPS) class III/IV) is common and has the worst prognosis.2 ,8–11 Relapse and resistance to therapy are the grave prognostic factors.3 ,12–15 Although cyclophosphamide (CYC) is an effective treatment of choice, cumulative toxicities are its main limitation in repeated administration. In real-life practice, many patients were previously treated with CYC, and they have a relapse or have received certain dosages of CYC without improvement. In these so-called difficult-to-treat cases, patients were similarly exposed to steroids, CYC and other immunosuppressants.

Two forms of mycophenolic acid drugs including mycophenolate mofetil (MMF) and enteric-coated mycophenolate sodium (EC-MPS) are available. MMF was proven effective for the treatment of active LN in both induction and maintenance periods.16–21 Mycophenolate-based regimes provided equal remission rates to that of CYC,16 ,17 ,19 ,22–25 whereas mycophenolate therapy had lower flare rates than intravenous CYC.24 ,26 Furthermore, mycophenolate has resulted in fewer adverse events. For instance, ovarian failure, alopecia and leucopenia are more common in CYC users.16 ,17 Nevertheless, mycophenolate remains not widely available in resource-limited settings.23 ,27

To date, only two case series have reported the efficacy of MMF in the treatment of relapsed LN or that of those resistant to treatment28 ,29 while the current authors reported, in a pilot study, successful EC-MPS therapy in resistant and patients with relapsed LN.30 Six months of EC-MPS therapy provided an improvement in both clinical measurements and renal histopathology. Nevertheless, current evidence for the use of EC-MPS for the treatment of relapsed/resistant LN is lacking. In the guidelines, repeated treatment with either mycophenolate or CYC is suggested for relapse, but there is no consensus in treatment for those refractory to CYC. Possible strategies are first to switch to a mycophenolate-based regime31–33 or second to remain on an extended CYC course.12 ,34 Nevertheless, no evidence in a comparable trial is available. This study was aimed to compare efficacy and safety between EC-MPS and CYC therapy for difficult-to-treat cases of LN in an investigator-initiated, multicentre, randomised controlled trial in Thailand.


Study design

From March 2010 through November 2012, six Thai medical centres participated in the study in accordance with the ethical principles of the Declaration of Helsinki, the Good Clinical Practice guidelines. The local medical ethics committees or institutional review boards approved the protocol and all patients provided written informed consents. This study was registered in the Clinical Trials registry ( ID#NCT01015456).

A 12-month period of multicentre, open-labelled randomised controlled study comparing EC-MPS (Myfortic, Novartis, Basel, Switzerland) with intravenous CYC for the first 6 months of initial treatment in relapsed or the resistant type of proliferative LN was conducted. Then, all patients from both treatment arms received similar dosages of EC-MPS for maintenance treatment. The block of four randomisations for the treatment drugs was computerised and stratified by the type of clinical presentation (relapsed or resistant) and by centres. The data management and trial monitoring were conducted by the Medical University Research Network (MedResNet). The investigators have confidentiality agreements with the manufacturer (Novartis, Basel, Switzerland) as an investigator-initiated trial (CERL080ATH04T). The investigators had independent roles in the design of the trial or in the collection, analysis or interpretation of the data or the writing of the manuscript. The study was monitored for safety and efficacy of treatment by the Data Safety Monitoring Board (DSMB) and the committee designated stopping rules that included the rate of serious adverse events over 10% of any treatment group.

Study participants

Adults with an active LN, defined as a biopsy-proven proliferative LN according to ISN/RPS class III or IV with active lesions, were eligible to enrol in the trial if they were relapsed or resistant to prior CYC treatment. The relapsed and resistant cases were defined by criteria that included if the patients with active LN had either clinical features of an increase in serum creatinine ≥0.3 mg/dL or an increase in proteinuria >1.5 g/day after previous renal remission of at least 6 months (relapsed cases) or after receiving three consecutive intravenous CYC treatments (resistant cases). In fact, both conditions had similar patient characteristics (see online supplementary tables S1–S3). The major exclusion criteria were sustained renal impairment (estimated glomerular filtration rate (eGFR) <25 mL/min/1.73 m2) of longer than 3 months, severe extrarenal organ involvement, uncontrolled infection, cytopenia and pregnancy. The criteria for discontinuation from the study were severe infection, unable to tolerate studied drugs, declined renal function of over 50% or refusal to participate in the study.

Study protocol and immunosuppressive treatment

The study protocol consisted of a 2-week screening period and a biopsy-proven LN within 16 weeks prior to randomisation and a treatment period of 12 months for both parallel arms. Concerning infectious risk in those who received three consecutive doses prior to randomisation, CYC was withheld for at least 6 weeks before randomisation. All patients were on oral prednisolone (0.7 mg/kg/day) and were screened for active infection. The first group (arm A) received the induction-phase standard-dose intravenous CYC, so-called ‘National Institute of Health regimen’ (0.5–1 g/m2 monthly for 6 months).35 The second group (arm B) was treated for the first 6 months with EC-MPS 1440 mg/day. This dosage was equal to MMF (CellCept) 2 g/day and it was decided based on the Asian pharmacokinetics and randomised trials.23 ,30 ,36 After 6 months of induction therapy, both groups received EC-MPS 720 mg/day until the end of study at 12 months. In the case of crescentic formation of less than 30% of total glomeruli, methylprednisolone was given at 0.5–1 g/day for 3 days. Oral prednisolone was given at 0.7 mg/kg/day and decreased 5 mg every 2–4 weeks, aiming to reach 20 mg at the third month and 5 mg at the sixth month.

Data collection that was composed of the baseline characteristics and monthly collection of blood pressure, complete blood counts, blood urea nitrogen, serum creatinine, serum albumin, urinalysis, 24 h urine protein, urine protein/creatinine ratios and eGFRs was measured by the chronic kidney disease epidemiology formula. Urine protein and serum creatinine analyses were performed at the central laboratory of the Chula Clinical Research Laboratory, Faculty of Medicine, Chulalongkorn University.

Remission was defined as stabilisation or improvement of renal function, resolution of urine sediment or cellular casts with improvement in terms of proteinuria, which could be categorised to (1) complete remission if proteinuria was <0.5 g/day and (2) partial remission if proteinuria was <1.5 g/day or a >50% decrease from baseline and must have been <3 g/day if baseline was >3.5 g/day.

Primary and secondary outcomes

The primary outcomes of the study were the remission rates, times to achieve remission and a composition of unfavourable outcomes including intolerance to treatment, non-remission, doubling of serum creatinine, and death. The secondary outcomes were the percentages of nephrotic syndrome, renal impairment and adverse events related to the treatment protocol.

Statistical analysis

Initially the sample size was calculated based on a preliminary report that an overall response rate was 58% in the EC-MPS group and 35% in the CYC group.30 With a 10% drop-out rate, 140 patients (70 per treatment arm) were required to detect a difference of at least 20% with 80% power between both treatment arms at a two-sided α level of 0.05.

Since the rate of serious adverse events was 15.6% (>10%) in CYC arm, the DSMB decided to terminate the study as written in the stopping rules. As a result, 59 participants (42% of target number) were enrolled and analysed.

Baseline characteristics of both study groups are presented as mean ±SD for continuous variables or medians with range for highly skewed data. For categorical variables, frequency count and percentages are presented. The primary efficacy outcomes (ie, remission and composite endpoints) and secondary outcomes (ie, mean (95% CI) change of GFR, nephrotic syndrome, and adverse events) are presented as percentages of the risks of the event. Risk differences adjusted for effects of other factors that were imbalanced at the baseline and its 95% CI were estimated by using generalised linear models with binomial distribution and identically linked functions. For the other primary endpoints, time to remission including partial or complete remission, survival analysis and comparisons of both treatment groups using a two-sided log-rank test were performed. Competing-risk survival analyses focused on cumulative incidence of remission from treatment over time. Subhazard ratios and 95% CI from competing-risk regressions were based on Fine and Gray's proportional subhazards model and calculated. Two-sided significance tests were used throughout and a p value <0.05 was considered to represent a statistically significant difference. All statistical analyses were performed using the STATA V.13.0 statistical package.



Sixty-three volunteers from six medical centres in Thailand provided written informed consents. Four patients failed the screening due to not meeting the inclusion criteria. Fifty-nine patients were randomised, 32 in CYC group and 27 in EC-MPS group (figure 1). The patients from the EC-MPS group were numerically older, had a lower estimated GFR and had more nephrotic-range proteinuria (table 1). Eighty-three per cent were able to complete the 12-month study protocol (78% in CYC group and 89% in EC-MPS group; figure 1).

Table 1 Baseline

characteristics of cyclophosphamide (CYC) and enteric-coated mycophenolic sodium (EC-MPS) groups

Figure 1

Algorithm of the study showed 63 volunteers who gave written consents. Four patients did not meet the inclusion/exclusion criteria. Fifty-nine volunteers were randomly assigned to treatment, Cyclophosphamide (CYC) or enteric-coated mycophenolic sodium (EC-MPS) using a randomisation block of four.

Primary outcomes

Remission rates. At the 12th month, complete and partial remission rates were 36% and 32% in the CYC group, while those rates were 29.2% and 41.7% in the EC-MPS group (table 2). A composite of unfavourable outcomes occurred during the study of the following: non-remission, doubling of serum creatinine, intolerance to treatment or death was found in 15 of 32 patients (46.9%) in the CYC group and 10 of 27 patients (37.0%) in the EC-MPS group. The per cent difference was 9.84 (95% CI −15.3 to 35.0; p=0.44). Discontinuation due to any one of the following: death, major infection, doubling of serum creatinine or loss to follow-up was found in 7 of 32 patients (21.9%) in the CYC group and 3 of 27 patients (11.1%) in the EC-MPS group. The per cent difference was 10.76 (95% CI −7.8 to 29.4; p=0.26). The unadjusted per cent differences of remission, discontinuation and a composite of unfavourable outcomes between both groups were not significant (table 2). Of note, the adjusted rate of discontinuation within 6 months was significantly higher in the CYC group (per cent difference 16.90, 95% CI 1.3 to 32.4, p=0.03; adjusted for baseline proteinuria and eGFR).

Table 2

Primary outcomes of treatment at months 6 and 12 of the study

Time to achieve remission. A survival analysis of time to remission was performed with censoring for death and discontinuation and a doubling of serum creatinine. Among 59 patients, 8112 patient-days were observed. Overall remission rate was 189.11 per 100 person-years. The incidence rates of remission in the CYC and EC-MPS groups were 160.23 and 226.16 per 100 person-years. The median times to remission were not different between groups (CYC: 96 days, 95% CI 84 to 364 and EC-MPS: 97 days, 95% CI 37 to 189, log-rank test p=0.25) (figure 2).

Figure 2

Time to first remission during 12 months of the study according to treatment groups: group 1; CYC, cyclophosphamide and group 2; EC-MPS, enteric-coated mycophenolate sodium.

Due to the frequent occurrence of unfavourable events including serious infections or adverse events, doubling of serum creatinine, and death, an analysis by competing-risk analysis was performed. The competing-risk regression model revealed an unadjusted subhazard ratio for the remission rates between EC-MPS and CYC that was 1.60 (95% CI 0.88 to 2.90), p=0.12 and the subhazard ratio adjusted for baseline proteinuria and eGFR was 1.95 (95% CI 1.01 to 3.78), p=0.048. The cumulative incidence of remission of the treatment groups is shown in figure 3.

Figure 3

Cumulative incidence of remission according to treatment groups taking competing risks into account. CYC, cyclophosphamide; EC-MPS, enteric-coated mycophenolate sodium.

Secondary outcomes

The secondary outcomes, that is, percentage of nephrotic syndrome, renal impairment (change of GFR as compared with baseline) and serious adverse events are shown in table 3. The percent differences of nephrotic syndrome and serious adverse events between both groups were not of statistical significance. The changes of GFR at the 6th and 12th months from baseline were not significantly different. The percentage of serious fatal and non-fatal infections was, however, higher in the CYC group (15.63% vs 3.7%, the per cent difference adjusted for baseline proteinuria 13.35 (95% CI 0.3 to 26.4), p=0.04). Other adverse events included one case of diarrhoea, two of gastro-oesophageal reflux in EC-MPS group, two cases of leucopenia in the CYC group and two episodes of renal flare in each group.

Table 3

Secondary outcomes of treatment at months 6 and 12 of the study


This study was aimed to demonstrate the superiority of EC-MPS for the treatment of relapsed or the resistant type of proliferative LN. It is the first randomised controlled trial to evaluate the efficacy of EC-MPS on this difficult-to-treat type of LN and it is similar to a real-life clinical setting. The study was prematurely terminated by the DSMB due to a high incidence (>10%) of serious adverse events from any treatment arm. Owing to the early stopping among 59 participants, EC-MPS provided 71% while CYC had 68% of combined partial and complete responses. Although the study was unable to reach the primary endpoint, there was a higher percentage of unfavourable end points from the CYC treatment arm (46.9% vs 37%). Furthermore, the serious adverse events including serious infections or death were numerically high in the CYC arm and were the reason of early termination of the study. This reflects intolerance to the CYC during the first 6 months of the induction period.

The characteristic feature of LN in Asians is aggressive disease and has a high rate of renal relapse as shown in many reports.4–7 The number of relapses have been associated with the increased risk of end-stage renal disease and death.3 ,12–15 The multinational, multicentre study between MMF versus CYC treatment (ALMS trial) has shown an equal efficacy of both induction treatments across ethnic groups19 while MMF was superior particularly in African and Hispanic ethnic populations.21 ,22 For Asian ethnic populations, a study on newly diagnosed LN found comparable efficacy between MMF (2 g/day) and CYC for induction treatment.23 In this study, the participants were considered in the category of the most severe and grave prognosis group of LN. Given the enrolment criteria that included biopsy-proven class III/IV LN within 16 weeks of randomisation, all participants were confirmed in the most active stage. All had experienced CYC therapy or received three consecutive doses of IVCY. Furthermore, some patients were recovered from rapidly progressive glomerulonephritis (RPGN) and their estimated GFR had returned to more than 25 mL/min/1.73 m2 within 12 weeks. It should be emphasised that RPGN is considered an exclusion criteria in most randomised controlled studies because it is the most difficult-to-treat condition. Moreover, a number of patients received 1.5–2 g of intravenous methylprednisolone due to the crescentic formations seen in renal histopathology. This difficult-to-treat type of LN could be the reason for the high incidence of serious adverse events that eventually led to early termination of this study.

Although only 59 patients were able to finish the 12 months of the study, the efficacy and safety profiles of both regimens should be reported with cautious interpretation. EC-MPS treatment provided a comparable rate of overall response (difference between groups was 2.83%, 95% CI −23 to 28.6). This has confirmed previous observations of the efficacy of EC-MPS.30 The overall response rate of EC-MPS treatment increased from 60% to 71% at the 6th and 12th month of study. The overall response rate was also increased in the IVCY followed by EC-MPS treatment from 60% to 68% at 6 and 12 months. Therefore, the continuation of or the switching to mycophenolate regimen at the 24th week increased the response rate, which has been reported in many studies.18–21 ,36 Furthermore, a switching to EC-MPS after the 6th month may not harm the kidney function, despite a short observation period. In the first 24-weeks of the study, a number of discontinuations from the study due to intolerance to treatment or serious adverse events were also observed by these current investigators (11% vs 19% in EC-MPS and CYC arms). There were numerically higher rates of serious infection (sepsis) and death (n=2) in the CYC arm (one of relapse and one of resistant type). After adjusting the baseline, these adverse events were significantly higher in the CYC arm. There were serious infections (n=3) and tuberculosis (n=2) in patients receiving CYC, and four of those five cases were from resistant group. EC-MPS treatment was better tolerated in this study although one fatal case was from resistant case. Concerning infectious risks of CYC in those with three consecutive doses, CYC was withheld during the screening period for at least 6 weeks. All patients with active infection were a screening failure. Nonetheless, the adverse events could be due to concomitant use of steroids.

It should be noted that the main limitation of this study could be the early termination. The number of participants had not reached the planned target. Nevertheless, this was due to a high rate of death and infection in the CYC arm. This could reflect the high risk of continuous use of intravenously CYC in relapsed or resistant LN. This risk should be written in the guidelines or recommendations since Asian patients often exposed to high cumulative dose of CYC. In the competing-risk analysis, there was a significantly higher cumulative rate and adjusted subhazard ratio of remission in the EC-MPS group (figure 3). Another limitation of this study was found in the secondary outcomes (table 3). The estimated GFR was significantly lower in EC-MPS group partly due to the imbalance of the randomisation. However, both treatments did not differently affect GFR.

Due to an early termination of the study, the target sample size could not be reached. The conclusion could be drawn cautiously with this limitation. EC-MPS plus steroids could be an alternative treatment of choice for difficult-to-treat LN. EC-MPS at the dosage of 1440 mg per day for 6 months was well tolerated in Asians and provided acceptable efficacy compared with intravenous CYC.


The authors would like to thank Professor Pyatat Tatsanavivat and the members of Clinical Research Collaboration Network (CRCN); currently Medical Research Network (MedResNet), Ms Sasiwimol Ubolyam of the Chula Clinical Research Laboratory for their support. We would like to acknowledge Professor James A Will for editing the manuscript via the publication clinic KKU, Thailand.


Supplementary materials

  • Abstract in Thai

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  • Supplementary Data

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  • Contributors Protocol and manuscript writing (SA, BT, YA), data management and trial monitoring (WP, CR), statistical analysis (SA, TP, BT), site investigators (JW, SC, BS, OT, TP, SA, YA), contract-research organisation: MedResNet Medical Research Foundation (MRF), Thailand.

  • Funding Grant supported from Health Intervention and Technology Assessment Program (HITAP), Matching Fund (Faculty of Medicine, Chulalongkorn University) and Investigator-initiated trial (CERL080ATH04T).

  • Competing interests YA (Speaker/Advisory of Astellas, Novartis, Pfizer).

  • Patient consent Obtained.

  • Ethics approval Ethical Committee of Local Institutes (IRB No. 313/52).

  • Provenance and peer review Not commissioned; externally peer reviewed.

  • Data sharing statement No additional data are available.